FpML 4.3 Trial Recommendation

14 December 2007

Allocation Component Definitions

Version: 4.3

This Version:

http://www.fpml.org/spec/fpml-4-3-9-tr-1

Latest Version:

http://www.fpml.org/spec/fpml-4-3-9-tr-1

Previous Version:

http://www.fpml.org/spec/2007/lcwd-fpml-4-3-2007-10-30/

Errata for this Version:

http://www.fpml.org/spec/fpml-4-3-9-tr-1/html/fpml-4-3-errata.html

Document built: Mon 01/14/2008 12:55:54.50


Copyright (c) 1999 - 2006 by INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC.
Financial Products Markup Language is subject to the FpML public license
A copy of this license is available at http://www.fpml.org/documents/license.html



The FpML specifications provided are without warranty of any kind, either expressed or implied, including, without limitation, warranties that FpML, or the FpML specifications are free of defects, merchantable, fit for a particular purpose or non-infringing. The entire risk as to the quality and performance of the specifications is with you. Should any of the FpML specifications prove defective in any respect, you assume the cost of any necessary servicing or repair. Under no circumstances and under no legal theory, whether tort (including negligence), contract, or otherwise, shall ISDA, any of its members, or any distributor of documents or software containing any of the FpML specifications, or any supplier of any of such parties, be liable to you or any other person for any indirect, special, incidental, or consequential damages of any character including, without limitation, damages for loss of goodwill, work stoppage, computer failure or malfunction, or any and all other commercial damages or losses, even if such party shall have been informed of the possibility of such damages.

Contents

Global Simple Types

Global Complex Types
AllocationAmended
AllocationCancelled
AllocationCreated
RequestAllocation

Global Elements

Groups

Schema Listing

Global Simple Types

The schema does not contain any global simple types.

Global Complex Types

AllocationAmended

Description:

A notification to inform downstream systems when a system that acts as source of trade information detects that an allocation has been modified.

Figure:

Contents:

Inherited element(s): (This definition inherits the content defined by the type NotificationMessage)

amendment (one or more occurrences; of the type TradeAmendment)

party (one or more occurrences; of the type Party)

Used by:

Extension of:

Schema Fragment: 

<xsd:complexType name="AllocationAmended">
  <xsd:annotation>
    <xsd:documentation xml:lang="en">
      A notification to inform downstream systems when a system that
      acts as source of trade information detects that an allocation
      has been modified.
    </xsd:documentation>
  </xsd:annotation>
  <xsd:complexContent>
    <xsd:extension base="NotificationMessage">
      <xsd:sequence>
        <xsd:element name="amendment" type="TradeAmendment" maxOccurs="unbounded"/>
        <xsd:element name="party" type="Party" minOccurs="2" maxOccurs="unbounded"/>
      </xsd:sequence>
    </xsd:extension>
  </xsd:complexContent>
</xsd:complexType>

AllocationCancelled

Description:

A notification to inform downstream systems when a system that acts as source of trade information detects that an allocation has been cancelled.

Figure:

Contents:

Inherited element(s): (This definition inherits the content defined by the type NotificationMessage)


There can be one or any number of occurrences of the following structure; Choice of either

Or


party (one or more occurrences; of the type Party)

Used by:

Extension of:

Schema Fragment: 

<xsd:complexType name="AllocationCancelled">
  <xsd:annotation>
    <xsd:documentation xml:lang="en">
      A notification to inform downstream systems when a system that
      acts as source of trade information detects that an allocation
      has been cancelled.
    </xsd:documentation>
  </xsd:annotation>
  <xsd:complexContent>
    <xsd:extension base="NotificationMessage">
      <xsd:sequence>
        <xsd:choice maxOccurs="unbounded">
          <xsd:element name="trade" type="Trade"/>
          <xsd:element name="partyTradeIdentifier" type="PartyTradeIdentifier"/>
        </xsd:choice>
        <xsd:element name="party" type="Party" minOccurs="2" maxOccurs="unbounded"/>
      </xsd:sequence>
    </xsd:extension>
  </xsd:complexContent>
</xsd:complexType>

AllocationCreated

Description:

A notification to inform downstream systems when a system that acts as source of trade information detects that a new allocation has been created.

Figure:

Contents:

Inherited element(s): (This definition inherits the content defined by the type NotificationMessage)

trade (one or more occurrences; of the type Trade)

party (one or more occurrences; of the type Party)

Used by:

Extension of:

Schema Fragment: 

<xsd:complexType name="AllocationCreated">
  <xsd:annotation>
    <xsd:documentation xml:lang="en">
      A notification to inform downstream systems when a system that
      acts as source of trade information detects that a new allocation
      has been created.
    </xsd:documentation>
  </xsd:annotation>
  <xsd:complexContent>
    <xsd:extension base="NotificationMessage">
      <xsd:sequence>
        <xsd:element name="trade" type="Trade" maxOccurs="unbounded"/>
        <xsd:element name="party" type="Party" minOccurs="2" maxOccurs="unbounded"/>
      </xsd:sequence>
    </xsd:extension>
  </xsd:complexContent>
</xsd:complexType>

RequestAllocation

Description:

Message used in order to initiate the allocation process.

Figure:

Contents:

Inherited element(s): (This definition inherits the content defined by the type RequestMessage)

blockTradeIdentifier (exactly one occurrence; of the type BlockTradeIdentifier)

allocations (exactly one occurrence; of the type Allocations)

party (one or more occurrences; of the type Party)

Used by:

Extension of:

Schema Fragment: 

<xsd:complexType name="RequestAllocation">
  <xsd:annotation>
    <xsd:documentation xml:lang="en">
      Message used in order to initiate the allocation process.
    </xsd:documentation>
  </xsd:annotation>
  <xsd:complexContent>
    <xsd:extension base="RequestMessage">
      <xsd:sequence>
        <xsd:element name="blockTradeIdentifier" type="BlockTradeIdentifier"/>
        <xsd:element name="allocations" type="Allocations"/>
        <xsd:element name="party" type="Party" minOccurs="2" maxOccurs="unbounded"/>
      </xsd:sequence>
    </xsd:extension>
  </xsd:complexContent>
</xsd:complexType>

Global Elements

The schema does not contain any global elements.

Groups

The schema does not contain any groups.

Full XML Schema 

<xsd:schema ecore:nsPrefix="fpml" ecore:package="org.fpml" ecore:documentRoot="FpML" targetNamespace="http://www.fpml.org/2007/FpML-4-3" version="$Revision: 2351 $" attributeFormDefault="unqualified" elementFormDefault="qualified">
  <xsd:include schemaLocation="fpml-posttrade-4-3.xsd"/>
  <xsd:complexType name="AllocationAmended">
    <xsd:annotation>
      <xsd:documentation xml:lang="en">
        A notification to inform downstream systems when a system that
        acts as source of trade information detects that an allocation
        has been modified.
      </xsd:documentation>
    </xsd:annotation>
    <xsd:complexContent>
      <xsd:extension base="NotificationMessage">
        <xsd:sequence>
          <xsd:element name="amendment" type="TradeAmendment" maxOccurs="unbounded"/>
          <xsd:element name="party" type="Party" minOccurs="2" maxOccurs="unbounded"/>
        </xsd:sequence>
      </xsd:extension>
    </xsd:complexContent>
  </xsd:complexType>
  <xsd:complexType name="AllocationCancelled">
    <xsd:annotation>
      <xsd:documentation xml:lang="en">
        A notification to inform downstream systems when a system that
        acts as source of trade information detects that an allocation
        has been cancelled.
      </xsd:documentation>
    </xsd:annotation>
    <xsd:complexContent>
      <xsd:extension base="NotificationMessage">
        <xsd:sequence>
          <xsd:choice maxOccurs="unbounded">
            <xsd:element name="trade" type="Trade"/>
            <xsd:element name="partyTradeIdentifier" type="PartyTradeIdentifier"/>
          </xsd:choice>
          <xsd:element name="party" type="Party" minOccurs="2" maxOccurs="unbounded"/>
        </xsd:sequence>
      </xsd:extension>
    </xsd:complexContent>
  </xsd:complexType>
  <xsd:complexType name="AllocationCreated">
    <xsd:annotation>
      <xsd:documentation xml:lang="en">
        A notification to inform downstream systems when a system that
        acts as source of trade information detects that a new
        allocation has been created.
      </xsd:documentation>
    </xsd:annotation>
    <xsd:complexContent>
      <xsd:extension base="NotificationMessage">
        <xsd:sequence>
          <xsd:element name="trade" type="Trade" maxOccurs="unbounded"/>
          <xsd:element name="party" type="Party" minOccurs="2" maxOccurs="unbounded"/>
        </xsd:sequence>
      </xsd:extension>
    </xsd:complexContent>
  </xsd:complexType>
  <xsd:complexType name="RequestAllocation">
    <xsd:annotation>
      <xsd:documentation xml:lang="en">
        Message used in order to initiate the allocation process.
      </xsd:documentation>
    </xsd:annotation>
    <xsd:complexContent>
      <xsd:extension base="RequestMessage">
        <xsd:sequence>
          <xsd:element name="blockTradeIdentifier" type="BlockTradeIdentifier"/>
          <xsd:element name="allocations" type="Allocations"/>
          <xsd:element name="party" type="Party" minOccurs="2" maxOccurs="unbounded"/>
        </xsd:sequence>
      </xsd:extension>
    </xsd:complexContent>
  </xsd:complexType>
</xsd:schema>