FpML 5.5 Recommendation #6, 20 November 2023 Errata (Master View)

2 How this document is organized

Each erratum entry below has the following information:

A unique entry number.
The date that it was added to the errata page.
Whether the entry is considered an important error, a minor typographical error, a clarification, or a known problem with the document itself.
The document version and section referred to.
The location of the error.
A description of the problem and correction if applicable.
When the error is going to be fixed and whether it affects the build number.

The document publishes the build number.

The following issues are known in the FpML 5.5 Recommendation #6, 20 November 2023:

ID: 1
Date Added: 2014-01-24
Severity: Major
Version: FpML-5-5-6-TR-2 (published on 2013-04-25)-> Pretrade View.
Location: Pretrade View -> fpml-shared.xsd -> "Payment", "NonNegativeMoney", "Money", "MoneyBase"
Description:
- Within pretrade view - fpml-shared.xsd -> "MoneyBase": "currency" - made mandatory.
- Within pretrade view -> fpml-shared.xsd -> "NonNegativeMoney": "amount" - made mandatory
- Within pretrade view -> fpml-shared.xsd -> "Payment": " paymentAmount" - made mandatory; removed - “settlementInformation”, "discountFactor", "presentValueAmount" elements and attribute "href".
- Rationale: Correction of the "Payment" structure in Pretrade View. The payment structure should contain at least the "paymentAmount" and the following elements should not be in Pretrade View: "settlementInformation", "discountFactor", and "presentValue". The Standards and Coordination Committees, as well as, FX and Reporting Working Groups agreed this was an oversight and should be corrected.
Disposition: This issue is corrected in the Pretrade View of the FpML-5-6-5-REC-1.

ID: 2
Date Added: 2014-07-09
Severity: Major
Version: FpML-5-3-3-WD-3 (publication date - 2012-02-15) -> Transparency View
Location: "http://www.fpml.org/FpML-5/transparency" - > fpml-com.xsd -> CommodityFinancialOption.model -> choice of CommodityStrikePrice and CommodityFloatingStrikePrice.model .
Description: In the Transparency View, fpml-com.xsd -> CommodityOption -> CommodityFinancialOption.model -> CommodityStrikePrice or CommodityFloatingStrikePrice.model is required for CFTC Part 43 reporting.
Disposition: This Non-Backward compatible change in the Transparency View has been implemented in FpML-5-7-5-REC-1 (publication date - 2014-07-08).

ID: 3
Date Added: 2014-07-09
Severity: Major
Version: FpML-5-3-4-LCWD-1 (publication date - 2012-03-21) -> Confirmation View
Location: "http://www.fpml.org/FpML-5/confirmation" - > fpml-doc.xsd -> partyTradeInformation -> reportingRegime -> sequence of name and supervisorRegistration.
Description: In the Confirmation View, supervisorRegistration is mandatory in error. It should be optional.
Disposition: This Non-Backward compatible change in the Confirmation View has been implemented in FpML-5-7-5-REC-1 (publication date - 2014-07-08).

ID: 4
Date Added: 2014-07-09
Severity: Major
Version: FpML-5-5-1-WD-1 (publication date - 2013-01-23) -> Pretrade View
Location: "http://www.fpml.org/FpML-5/pretrade" - > fpml-pretrade.xsd -> creditLimitResponse
Description: In the Pretrade View, within the set of Credit limit check messages, the creditLimitResponse message is missing parties and accounts referenced by the onBehalfOf element.
Disposition: This fix has been implemented in FpML-5-7-5-REC-1 (publication date - 2014-07-08).