FpML Issues Tracker

49: Stubs needed in TRS

May 5, 2004

closed

Minor

Always

Request New Feature

Admin

mgratacos

Summary

I require support for stubs in Total Return Swaps (aka FpML Equity Swaps). We're trading TRS with stubs and would like to see stub support, preferably as a small enhancement for 4.1.

I would like to see the //swapStream/stubCalculationPeriodAmount element also added to the TRS.

In general I would like to see the interest leg on a TRS look like an interest leg on an IRS as far as possible.

But for now we have a pressing need to just add stub support.

Thanks.

Notes:

  • mgratacos

    04/13/05 6:44 pm

    Stubs were added in FpML 4.1 Second Working Draft. The current Stub structure
    contains both initialStub and finalStub. The rationale the Equity Derivatives
    Working Group proposed for both initalStub and finalStub being made optional
    was:

    “Both initialStub and finalStub have been made optional to support the
    case to support the required permutations of initialStub and finalStub
    presence. Where Stubs are used a trade may have an initialStub without a
    finalStub, both initialStub and finalStub, or finalStub without
    initialStub

    The long form equity swap example with stubs provided illustrates the
    situation where both initalStub and finalStub are used. The initial stub
    is specified from the swap effective date to 2002-08-01 (aka the 1st
    payment date); the rate is fixed at 2.125%. The final stub is specified
    from 2004-07-01 (aka the payment date before the last) to the termination
    date; the rate is float and corresponds to a 1 week Euribor + 50 bps”

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